Ethics & Governance Articles

Showing 31 to 40 of 68 articles:
Michelle Levy
MICHELLE LEVY  |  THURSDAY, 18 JUL 2019
APRA and ASIC issued a joint letter to all RSE licensees entitled Oversight of fees charged to members' superannuation accounts in early April 2019. The letter is in response to the so-called 'fee for no advice' issue that attracted so much ... Read more
Vince Battaglia
HARRY NEW , VINCE BATTAGLIA  |  FRIDAY, 21 JUN 2019
In this article, we briefly outline the design and distribution obligations and ASIC's product intervention powers set out in recent amendments to the corporations legislation, and offer some reflections on the issues arising particularly for product ... Read more
Geoff Sanders
ZOE CHAPMAN , GEOFF SANDERS  |  THURSDAY, 4 APR 2019
Recently passed legislation, part of a package of reforms designed to 'protect Australians' superannuation savings from undue erosion by fees and insurance premiums', introduces a series of important changes that will create challenging ... Read more
Peter Burgess
PETER BURGESS  |  FRIDAY, 1 MAR 2019
The Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry (the Commission) released its final report and the SuperConcepts technical team has assessed the implications for the SMSF sector. Read more
Andrew Brown
ANDREW BROWN  |  FRIDAY, 1 FEB 2019
Much has been written about the disruptive changes that are continually assailing organisations and markets. Organisations that have been unable to adapt appropriately are being severely affected, including their failure to meet community expectatio ... Read more
DTCC
DTCC  |  WEDNESDAY, 28 NOV 2018
The past several years have been characterised by a worldwide economic expansion that is broadly synchronised between the U.S., Europe and Asia. In 2017, the global economy grew by 3.7%, the fastest increase seen in seven years. Asia, which currently ... Read more
DTCC
DTCC  |  FRIDAY, 23 NOV 2018
Over the past decade, the financial industry has made substantial progress in strengthening global market stability and enhancing resilience. Read more
Stuart Sheary
STUART SHEARY  |  FRIDAY, 2 NOV 2018
Gaining greater control and investment flexibility are often significant motivators for people setting up a self-managed superannuation fund (SMSF). SMSFs provide the ability to invest in a wide range of investments, including direct property, unlisted ... Read more
William Fettes
DANIEL BUTLER , WILLIAM FETTES  |  FRIDAY, 12 OCT 2018
A recent unanimous decision of the Full Federal Court represents a major win for SMSFs and taxpayers on the topic of the sole purpose test. This decision overturns the primary judge's decision at first instance in Aussiegolfa Pty Ltd v Commissioner ... Read more
Ian Laughlin
IAN LAUGHLIN  |  FRIDAY, 16 FEB 2018
How can it be that institutions spend huge amounts of money, resources and intellect on managing risk, and still find themselves being castigated by the press, politicians and social media for unacceptable attitudes and behaviour? Read more