Volume 12, Issue 1

Ethics & Governance
Michael Vrisakis
MICHAEL VRISAKIS  |  THURSDAY, 9 JAN 2020
The implications of the recent Full Federal Court decision in ASIC v Westpac Securities Administration Limited [2019] FCAFC 187 (ASIC v Westpac) are far-reaching for the financial services industry. Read more
Samantha Carroll
SAMANTHA CARROLL  |  FRIDAY, 17 JAN 2020
The design and distribution obligations (DADO) have commenced and must be implemented by April 2021. So what exactly do financial product developers and distributors need to be aware of? What metrics and other indicators need to be developed to monitor ... Read more
Investment
Nick Ali
NICK ALI  |  FRIDAY, 24 JAN 2020
An alternative to a self-managed superannuation fund (an SMSF) establishing a limited recourse borrowing arrangement (LRBA) is for the fund to invest in a unit trust. An advantage of a fund investing in a unit trust is that it allows the resources of ... Read more
Alex Everett
ALEX EVERETT  |  FRIDAY, 14 FEB 2020
When a company is the subject of its own blockbuster movie, it tends not to be good news. Examples of Deepwater Horizon (BP), The Social Network (Facebook) and Too Big to Fail (multiple financial institutions) only serve to promulgate this view. The ... Read more
Duncan Knight
DUNCAN KNIGHT  |  FRIDAY, 21 FEB 2020
Retirement investing is necessarily complex. The median superannuation balance when entering retirement generally will not be adequate enough to support a comfortable lifestyle in the retirement years ahead. This paper outlines the major investment ... Read more
Technology
Jason Tong
PAUL DUNN , JASON TONG  |  FRIDAY, 31 JAN 2020
Australian superannuation funds find themselves on the cusp of an exciting and challenging new era. With member outcomes now the core focus, funds are looking for ways to make their offerings more engaging and member-focused. This task has become more ... Read more
Administration & Management
Will Moloney
DAVID BARRETT , WILL MOLONEY  |  FRIDAY, 7 FEB 2020
Being an 'Australian superannuation fund' (ASF) is one of the requirements to be considered a 'complying superannuation fund'. Although this concept is relevant for all superannuation funds, it is most likely an issue for self-managed ... Read more