Compliance Articles

Showing 1 to 10 of 17 articles:
Phil Turner
PHIL TURNER , SILVANA WOOD , RICHARD HARRIS , TOM BRETT  |  FRIDAY, 3 NOV 2023
This paper sets out the most interesting observations from an analysis of how the obligations under the FAR compare to existing obligations for RSE licensees. Read more
Ian Newbert
IAN NEWBERT  |  FRIDAY, 6 OCT 2023
This annual test is intended to hold registrable superannuation entities (RSE licensees) to account for product underperformance through greater transparency measures and increased consequences. Read more
Rohit Rao
ROHIT RAO  |  FRIDAY, 25 AUG 2023
This paper reproduces a Q&A podcast conducted by Financial Standard between senior journalist Cassandra (Cassie) Baldini and Ernst and Young Asia Pacific financial services cybersecurity leader, Rohit Rao. Read more
Michael Vrisakis
MICHAEL VRISAKIS , TAMANNA ISLAM  |  FRIDAY, 23 JUN 2023
Sections 12BF-12BM of the Australian Securities and Investments Commission Act 2001 (ASIC Act) contain provisions designed to protect consumers and certain small business in respect of unfair contract terms (UCT regime) in relation to their application ... Read more
Ian Newbert
IAN NEWBERT  |  FRIDAY, 9 JUN 2023
As is the case at the commencement of each financial year, 1 July 2024 brings the indexation of some superannuation caps and thresholds along with the implementation of several other legislated changes to superannuation. Read more
Michael Chaaya
MICHAEL CHAAYA , LIZZIE KNIGHT , KENDRA TURNER  |  FRIDAY, 28 APR 2023
This paper will explore the potential impacts a draft objective will have on the superannuation industry, and what benefits legislating an objective may bring. Read more
Australian Prudential Regulation Authority
Superannuation trustees have long outsourced services, such as administration and investment management functions, to external providers. Read more
Richard Batten
RICHARD BATTEN , DONNA WORTHINGTON , IAN LOCKHART , MICHAEL LAWSON  |  FRIDAY, 7 OCT 2022
Many Australian financial services organisations report that they are struggling to meet increased regulatory burdens. Read more
Sapna Goundan
SAPNA GOUNDAN  |  FRIDAY, 30 SEP 2022
No matter what the type of business, it is likely to deal with personal or sensitive information. As such, businesses need to consider their relevant privacy obligations. Read more
Simon Burns
PHIL TURNER , SIMON BURNS , LESLEY SUTTON  |  FRIDAY, 15 JUL 2022
This paper considers the impact of the critical infrastructure reforms on registrable superannuation entity (RSE) licensees both as infrastructure investors and as owners, or operators, of critical superannuation assets. Read more
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