Compliance Articles

Showing 11 to 20 of 21 articles:
Australian Prudential Regulation Authority
Superannuation trustees have long outsourced services, such as administration and investment management functions, to external providers. Read more
Richard Batten
RICHARD BATTEN , DONNA WORTHINGTON , IAN LOCKHART , MICHAEL LAWSON  |  FRIDAY, 7 OCT 2022
Many Australian financial services organisations report that they are struggling to meet increased regulatory burdens. Read more
Sapna Goundan
SAPNA GOUNDAN  |  FRIDAY, 30 SEP 2022
No matter what the type of business, it is likely to deal with personal or sensitive information. As such, businesses need to consider their relevant privacy obligations. Read more
Phil Turner
PHIL TURNER , SIMON BURNS , LESLEY SUTTON  |  FRIDAY, 15 JUL 2022
This paper considers the impact of the critical infrastructure reforms on registrable superannuation entity (RSE) licensees both as infrastructure investors and as owners, or operators, of critical superannuation assets. Read more
Ian Newbert
IAN NEWBERT  |  FRIDAY, 24 JUN 2022
Some important changes to the superannuation landscape come into effect from 1 July 2022, including a number of measures announced in last year's Budget and since legislated. Read more
Ilona Millar
ILONA MILLAR , PHIL TURNER  |  FRIDAY, 6 MAY 2022
This paper looks at the background to CPG 229, APRA's expectations regarding governance of climate risk and climate risk management, the upcoming APRA survey and next steps. Read more
Australian Prudential Regulation Authority
This paper represents an excerpt from APRA's 2021 Year in Review. Read more
Geoff Sanders
GEOFF SANDERS , PHILIP MARQUET  |  FRIDAY, 11 FEB 2022
Good news on the required disclosure front Read more
Josh Wigney
MICHAEL MAVROMATIS , JOSH WIGNEY  |  FRIDAY, 4 FEB 2022
With the recent commencement of the design and distribution regime, product issuers were required to comply with the new requirements by 5 October 2021. Read more
Alex Dunnin
ALEX DUNNIN  |  FRIDAY, 22 OCT 2021
The Treasury Laws Amendment (Your Future, Your Super) Act 2021 (YFYS) that came into effect on 1 July 2021 requires the superannuation industry to improve its efficiency, transparency and accountability. Read more