About the Author

Richard Batten
Richard Batten
Partner, MinterEllison

Articles by Richard Batten

Showing 1 to 3 of 3 articles:
Richard Batten
RICHARD BATTEN , DONNA WORTHINGTON , IAN LOCKHART , MICHAEL LAWSON  |  FRIDAY, 7 OCT 2022
Many Australian financial services organisations report that they are struggling to meet increased regulatory burdens. Read more
Prayas Pradhan
RICHARD BATTEN , PRAYAS PRADHAN  |  FRIDAY, 13 NOV 2020
The Australian Securities and Investments Commission (ASIC) made a product intervention order on 22 October 2020 that imposes conditions on the issue and distribution of contracts for difference (CFDs) to retail clients. This paper summarises the key ... Read more
Richard Batten
RICHARD BATTEN  |  FRIDAY, 10 JUL 2020
Regulatory Guide 272 Product Intervention Power (RG 272) sets out the score of the product intervention power, and explains how the Australian Securities and Investments Commission (ASIC) will use it, and how an intervention order will be made. Read more
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